Topics Covered –
What is Event-Based Company Compliances?
There are certain legal compliances that are to be fulfilled on the happening of certain events. Such compliances obligate the company and its key managerial personnel to track and check the event-based compliances on time with an aim to avoid penalties and additional fees.
What are the Event-Based Company Compliances?
|
EVENTS |
Form No. |
Time -Limit |
Whether to be filed before ROC or Not? |
| Change in the address of registered office | Form INC-22 | within 15 days from the date of such change | Yes |
| Change in the Directors or KMP | DIR-12 | within 30 days of such change | Yes |
| Increase in Authorized Share Capital | Form SH-7 | within 30 days of passing such Ordinary Resolution | Yes |
| Increase in paid-Up share capital | Form PAS-3 | within 15 days from the date of the allotment of shares | Yes |
| Resolution and Agreements | Form MGT-14 | within 30 days from the date of passing such resolution and agreements | Yes |
| Change in Secured Borrowing | CHG-1 | within 30 days of its creation, modification and satisfaction of charge
|
Yes |
| Application for KYC of Directors | DIR-3 KYC | On or before 30th April of next Financial Year | Yes |
| Allotment of Shares | PAS-3 | Within 30 days from the date of allotment | Yes |
| Return of Deposit | DPT-3 | On or before 30th June for every financial year | Yes |
| Reoccurrence for delay in payments to MSMEs | MSME-1 | Within 30 days from the date of such Reoccurrence | Yes |
| Reoccurrence of deposits with the company | DPT-3 | On 30th June every year | Yes |
| Disclosure of Substantial Beneficial Ownership | BEN-2 | Within 30 days from the date of receipt of BEN1 by the company | Yes |
| Resignation of Statutory Auditor | ADT-3 | Within 30 days from the date of resignation | Yes |
| Additional place whereby the books of accounts and statutory registers are kept (other than the registered office) | AOC-5 | Within 7 days from the date of passing the Board Resolution for the same | Yes |
| For Conversion of Private limited company into Public Company | INC-27 | Within 15 days from the date of passing the Special Resolution for the same. | Yes |
Click Here to file Event-Based Company Compliances
Conclusion
These Company Compliances are technical in nature thus only a person who is well versed with such requirements and provision can fulfill them. This is why, it becomes a tough task for all the companies to obey thereto timely. So, it is always suggested to take assistance from experts’ team. If you are also looking for a Professionals’ team who can observe such compliances timely on your behalf without levy of any fine or penalty then Manthan Experts is the right platform.
You can contact us for immediate assistance.
Knowledge Source
Post Incorporation Company Compliances
Mandatory Annual Company Compliances